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Escala Securities Litigation Information Area

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In re Escala Group, Inc. Securities Litigation

United States District Court
Southern District of New York

Civil Action No. 06-cv-3518 (AKH)

Related Documents:

Order Preliminarily Approving Settlement
Notice of Pendency and Proposed Settlement of Class Action
Proof of Claim and Release
Stipulation of Settlement
Declaration of Robert Kaplan
Lead Plaintiff's Memorandum of Law in Support of Motion for Lead Counsel's Application for Attorney's Fees and Reimbursement of Expenses
Lead Plaintiff's Memorandum of Law in Support of for Final Approval of Settlement and the Plan of Allocation
Notice of Motion
Broker Template

ACCEPTABLE SUPPORTING DOCUMENTATION

  The following is a list of acceptable documentation, which supports your trading history, and must be included when filing your Proof of Claim:
 
  1. Monthly stock brokerage or investment account statements (reflecting your opening and closing balances for the months specified on the Proof of Claim Form);

  2. Trade confirmation slips (reflecting purchase and sale transactions);

  3. Signed letter from your broker or brokerage firm (on company letterhead) verifying the transactional information you are providing;

  4. Deposit or escrow receipt showing your holdings;

      or

  5. Other satisfactory proof confirming the particulars of each purchase, sale and/or holding between September 5, 2003 through August 4, 2006.
   
  NOTE:
IF SUCH DOCUMENTS ARE NOT IN YOUR POSSESSION, PLEASE OBTAIN COPIES OR EQUIVALENT CONTEMPORANEOUS DOCUMENTS FROM YOUR BROKER OR TAX ADVISOR. FAILURE TO SUPPLY THIS DOCUMENTATION MAY RESULT IN REJECTION OF YOUR CLAIM. DO NOT SEND ORIGINAL STOCK CERTIFICATES.
   
   
   

 

 

 


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